Posts written by Sarah Rudolph

Cboe Global Markets, Inc.

Cboe Global Markets, Inc.

Cboe Global Markets and Metaurus Advisors announced plans to launch 3 new equity indexes in 2024: the Cboe US Large Cap 100 Index, the Cboe US Large Cap Lead 50 Index, and the Cboe US Large Cap Lag 50 Index.

JPMorgan Chase & Co.

JPMorgan Chase & Co.

JPMorgan's Australia arm was fined A$775,000 ($509,252.50) for allowing suspicious client orders to be placed on wheat futures trading designed to manipulate the market, ASIC said on Thursday.

EDX Markets

EDX Markets

EDX Markets announced the launch of its settlement platform, EDXM Global. GSR and Virtu Financial were the first firms to use the new platform for trade settlement.

Robinhood

Robinhood

Robinhood warned on Monday that the SEC had sent its crypto unit a Wells notice, which warns a company of an impending lawsuit.

Bryan Harkins

Bryan Harkins

Bryan Harkins was appointed president of IEX Group, Inc., IEX announced in a press release on Friday, May 3.  IEX also promoted its co-founder, Ronan Ryan, to COO and Florian Seifferer to chief strategy officer.

Consolidated Audit Trail

Consolidated Audit Trail

The SEC is in the final stages of launching the Consolidated Audit Trail (CAT) after 14 years of debate, but Citadel Securities and other Wall Street firms are suing to have the CAT declared illegal, allying with Republicans in Congress.

Ted Kaouk

Ted Kaouk

The Commodity Futures Trading Commission named Ted Kaouk as its first chief artificial intelligence officer, responding to the Biden administration’s push to govern the use of AI across the federal government.

Bank of America Corp.

Bank of America Corp.

Bank of America has joined skeptics warning about the boom in ETFs that use options to spur yields, saying such products often end up with worse results than simpler alternatives.

TMX Group Inc.

TMX Group Inc.

TMX Group and Clearstream launched the new Canadian Collateral Management Service (CCMS), which facilitates the optimization and collateralization of securities finance activities throughout the Canadian market.

Bombay Stock Exchange (BSE Ltd.)

Bombay Stock Exchange (BSE Ltd.)

BSE Ltd.'s shares plunged about 19% on Monday, the exchange's largest intraday decline, after its regulator asked it to pay as much as $20 million in fees based on the notional value of its options contracts rather than the premium value.  

Consensys

Consensys

The crypto firm Consensys sued the Securities and Exchange Commission on Thursday in an attempt to block the agency from classifying ether as a security.

Tokyo Stock Exchange, Inc.

Tokyo Stock Exchange, Inc.

The Tokyo Stock Exchange is working with banks and other partners to select some startups from other areas of Asia under a new initiative to grow their potential IPO offering business, the chief executive of parent company JPX Group said.

Swap Execution Facility

Swap Execution Facility

The CFTC on Tuesday approved final rules to amend its swap execution facility (SEF) regulations related to uncleared swap confirmations to address issues which have been addressed in CFTC staff no-action letters.

Jeffrey S. Yass

Jeffrey S. Yass

The TikTok fortune of billionaire Jeff Yass is being threatened by Washington, which is moving to ban the viral video platform in a bill currently before the Senate. Yass's Susquehanna owns a $40bn stake in TikTok's parent, ByteDance.

Sarah Rudolph

Sarah Rudolph

Editor-in-Chief

SarahRudolph@JohnLothian.com MarketsWiki Profile

Sarah Rudolph is Editor-in-Chief at John Lothian NewsShe is a Chicago-based journalist who has concentrated on financial services. She joined John Lothian News in 2008.