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OCC embarks on a long-term plan for more modern, flexible technology.
First Read Hits & Takes By JLN Staff Former SEC Chairman David Ruder, a former Northwestern Law dean, has died at the age of 90. Ruder was a leading scholar in corporate and securities law.~JJL On Friday, ICE announced record trading...
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A Bruce Springsteen-quoting SEC Commissioner told a Chicago blockchain audience that she wants her agency to provide a grace period for digital asset projects to develop free of worry about securities regulation interfering with their token issuances.
Tom Zagara has lots of great stories to tell from his time as a trader at the Chicago Board Options Exchange. He was a broker, trader, marketmaker and more down on the CBOE trading floor starting in the 1970s. His best day trading was the stock market crash of 1987....
The CFTC asked all futures markets participants to report by January 20th if they had (or had not) been impacted by the Cloud Hopper security breaches described by the Wall Street Journal on December 30, 2019.
Eileen T. Flaherty is a longtime legal and compliance professional who is currently managing director of The Global Capital Group Ltd., a legal and regulatory consulting firm. She is also the author of a forthcoming novel entitled The Perilous Step.
