Spoofing: The Need for Regulatory Clarity

Spencer Doar

Spencer Doar

Associate Editor

“You don’t want to get caught doing something that you thought was legal, but somehow it has wandered into the grey zone, somebody’s taken a dislike to you, and then they throw the book at you three years afterwards.”

In this video, Alex Lamb, The Technancial Company’s head of marketing and business development Americas, discusses the problems with identifying and preventing manipulative trading practices.  


Produced by Mike Forrester

 

 

John Lothian Newsletter

Today's Newsletter

We visit more than 100 websites daily for financial news (Would YOU do that?)

Now Read This

Andy Busch Post Election Regulatory Analysis

Andy Busch Post Election Regulatory Analysis

Andy Busch is the former chief market information officer of the U.S. Commodity Futures Trading Commission. Today he is a consultant, speaker and market analyst offering his unique perspectives and analysis to corporate clients.

The CryptoMarketsWiki Podcast Episode 15: Digitizing the Capital Markets

The CryptoMarketsWiki Podcast Episode 15: Digitizing the Capital Markets

Carlos Domingo is the founder of Securitize, the aptly-named blockchain company that securitizes assets in the form of digital tokens. The company recently signed a deal with an SEC and FINRA-registered broker-dealer and ATS called Distributed Technology Markets, LLC, and seems on track to become an end-to-end digital securities platform that offers both securities issuance and trading through secondary markets. 

Pin It on Pinterest

Share This Story