Katten Muchin Rosenman LLP

Setting the Stage for Regulatory Divergence

by Spencer Doar | Jul 17, 2017

At Trading Chicago presented by FOW and John Lothian News, Gary DeWaal, special counsel with Katten Muchin Rosenman, spoke to JLN about how the United States is beginning to diverge from the rest of the world on financial regulatory...

Impact: Navigating Regulation and What Comes Next, Part 2

by Spencer Doar | Oct 28, 2016

At FIA Expo 2016, JLN spoke with a variety of participants in today’s markets about the ongoing effects of regulation and what those mean for the future of their businesses. In Part 2 of our three-part series, Gary DeWaal, special counsel with Katten Muchin Rosenman...

Gary DeWaal, Katten Muchin Rosenman – Regulation, Compliance and the Grandma Test

by JLN Staff | Oct 5, 2016

"Don't let the perfect be the enemy of the good, and remember to apply 'the grandma test.'" When you are faced with a difficult decision, picture this: you're sitting at Thanksgiving dinner, the family is gathered around the table, and grandma comes in holding a...

John Lothian Newsletter: CME Upgrade Soothes Critics Who Viewed Prior System as Unfair; Katten names new chairman; FICC revenues almost halved since 2011

by JLN Staff | May 24, 2016

First ReadNFA: The Next GenerationJim Kharouf - JLNWith the announced retirement of National Futures Association President and CEO Dan Roth, the organization may face the biggest decision in its history. Roth led the organization since 2003, and succeeded Robert...

John Lothian Newsletter: Nasdaq NLX holds fees ahead of LCH Spider; Eurex to launch buy-side clearing access model; Fintech’ Start-Up Boom Said to Threaten Bank Jobs

by JLN Staff | Mar 31, 2016

First Read Squeezing Pennies: Clearing Houses Reach For Compression, Margin Relief and Netting By Sarah Rudolph and Jim Kharouf, JLN When it comes to clearing and settlement today, the name of the game is capital efficiency. With a host of regulations hitting the...

John Lothian Newsletter: China’s stock index futures unseat S&P to become world’s most traded; A Bitcoin Technology Gets Nasdaq Test; Big Sugar Order Gives Prices a Jolt

by JLN Staff | May 11, 2015

First Read Keeping Tabbs on the Options Industry Sarah Rudolph - John Lothian News The outlook for the options industry is a lot less sunny than the skies in Miami Beach, if you listen to the Tabb Group's Andy Nybo. The industry faces major challenges right now,...

John Lothian Newsletter: Liquidnet aims to boost Europe trading; Eurex receives permission to offer direct market access in S. Korea; Dollar Sibor May Be Dropped Amid Global Rate-Rigging Probe

by JLN Staff | Feb 19, 2013

Liquidnet targets a threefold increase in European business, and plans to bring in the new business from fund managers there. Eurex gets the green light to offer its full range of services to companies and people in South Korea. Singapore’s central bank considers...