Katten

Sweet 16: The Tops for 2016

by JLN Staff | Jan 9, 2016

At last fall's FIA Expo Chicago, John Lothian News partnered with Cinnober Financial Technology to bring you industry conversations, where we conduct short interviews with industry participants on the important topics facing the...

Sweet 16 Honorable Mention – Regulation

by JLN Staff | Jan 6, 2016

Exchange leaders will be dealing with big changes at their respective companies in 2016, from launching new competing markets and dealing with new regulation to integrating new data acquisitions to expanding across different time zones.The John Lothian News Sweet 16...

Sweet 16: The Tops For 2016 – Regulation

by JLN Staff | Dec 17, 2015

Regulation is always front and center and it will be once again next year. In our John Lothian News Sweet 16 Series, we spoke with Timothy Massad, Gary DeWaal, Dan Roth and Marisol Collazo about everything from the CFTC's regulatory...

Lance Zinman, Katten Muchin Rosenman, SEC Hedge Fund Marketing Rule

by JLN Staff | Aug 15, 2013

Among the provisions of the Jumpstart Our Business Startups (JOBS) Act, signed in April 2012, is a mandate that the SEC remove the restrictions on general solicitation or general advertising for securities offerings relying on Rule 506 exemptions. Under previous...

John Lothian Newsletter: Liquidnet aims to boost Europe trading; Eurex receives permission to offer direct market access in S. Korea; Dollar Sibor May Be Dropped Amid Global Rate-Rigging Probe

by JLN Staff | Feb 19, 2013

Liquidnet targets a threefold increase in European business, and plans to bring in the new business from fund managers there. Eurex gets the green light to offer its full range of services to companies and people in South Korea. Singapore’s central bank considers...