Dodd-Frank in Action: Swap Dealer Risk Management Reviews

The first few years after the signing of the Dodd-Frank Act, the the narrative was all about the future - how an estimated 400 rulemakings would be implemented and how participants would be affected. The future is here, as financial entities begin grappling with the...

Letter to John Lothian from Harlan Ten Pas

Dear John, Clients, Colleagues and Friends,  As some of you know, my life changed in an instant last fall when I suffered a stroke (while I was preparing for my usual September Saturday morning of picking up Dunkin Donuts and heading to the office.)  Over the weeks...

A Look at Forensic Accounting and Financial Fraud

In the aftermath of the Peregrine Financial Group fraud, many wondered how it could have happened and how forensic accounting works after a fraud occurs. On June 20, John Lothian News president and editor-in-chief Jim Kharouf moderated a panel at the Women In Listed...

McGladrey Becomes Major John Lothian News Sponsor

John J. Lothian & Company, Inc. is pleased to announce that McGladrey LLP, the fifth largest U.S. provider of assurance, tax and consulting services, has become a major sponsor of John Lothian News by agreeing to become a Partner Level sponsor of MarketsWiki and a...

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