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Impact: Navigating Regulation and What Comes Next, Part 3

At FIA Expo 2016, JLN spoke with a variety of participants in today’s markets about the ongoing effects of regulation and what those mean for the future of their businesses.   In Part 3 of our three-part series, Matt Rees, chief relationship officer at R.J. O'Brien;...

John Lothian Newsletter: Wall Street Banks Have Basel’s Ear in Pushback on Market Risk; Nasdaq readies ‘Ocean’ dark pool for banks and brokerages; Global regulators move closer to regulating fintech

First Read One Step Ahead: Can Silicon Valley Help, Compliance? By Jim Kharouf, JLN If you are chief compliance officer at a firm - brokerage or fund - what if you could tell if the customer or one of your traders was about to do something bad, wrong or illegal? The...

John Lothian Newsletter: China promises to make currency yuan freely traded by 2020; SGX establishes connectivity with CME Group co-location facility; Morgan Stanley’s James Gorman Elected to New York Fed Board

First Read Tomorrowland: The New Wave Of Technology Is Here By Jim Kharouf, JLN This is where Silicon Valley innovation meets LaSalle Street, Wall Street and the City. The FIA's move to debut its Innovation Hall at this year's FIA Expo, highlighting startups in the...

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