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John Lothian Newsletter: Wall Street Banks Have Basel’s Ear in Pushback on Market Risk; Nasdaq readies ‘Ocean’ dark pool for banks and brokerages; Global regulators move closer to regulating fintech

First Read One Step Ahead: Can Silicon Valley Help, Compliance? By Jim Kharouf, JLN If you are chief compliance officer at a firm - brokerage or fund - what if you could tell if the customer or one of your traders was about to do something bad, wrong or illegal? The...

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