segregated funds

Getting Somewhere

Just a few days removed from the National Futures Association’s live fire drill to reexamine and perhaps retool its audit functions, the CME Group brought its fire hose in the form of a letter to customers on Monday. In the letter, CME’s leaders Terry Duffy and...

CME Group Advisory Notice: Enhanced Customer Protections

The CME Group released the following notice on April 2, 2012: To: Chief Executive Officer, Chief Compliance Officer, Chief Financial OfficerFrom: Audit Department, Clearing House DivisionAdvisory #12-04Notice Date: April 02, 2012Effective Date:May 01, 2012 As a leader...

MF Global News (12/9/11 AM)

The latest news on the MF Global bankruptcy and fallout, published in the John Lothian Newsletter (subscribe here) the morning of December 9, 2011. In the wake of the MF Global bankruptcy, John Lothian Newsletter has created a special...

Jim Falvey – Derivatives Attorney

Jim Falvey has been an attorney in the exchange and FCM space for over 15 years. He has served as general counsel of Eurex US and IntercontinentalExchange, as assistant general counsel for CME Group and, most recently, as general counsel and corporate secretary of...

Tammy Botsford – Penson Futures

Tammy Botsford, vice president and deputy general counsel at Penson Futures, spoke with John Lothian News (JLN) editor-in-chief Jim Kharouf about the Dodd-Frank Act and the current status of the reform process. Botsford also spoke about rule proposals on position...

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