Thought Leadership

Analysis: What Can We Learn From the DOJ’s Latest Spoofing Conviction?

Analysis: What Can We Learn From the DOJ’s Latest Spoofing Conviction?

“I know how to game this stuff.” “One can definitely manipulate if you’re aggressive.” “If you spoof this it really moves.” These excerpts from online chats among traders and hedge fund managers more than a decade ago played a key role in the Justice Department’s successful prosecution of two Wall Street traders in the latest trial to take on ”spoofing,” a form of market manipulation that was criminalized in the 2010 Dodd-Frank Act.

Unsung Heroes: OCC’s Dan Busby

Unsung Heroes: OCC’s Dan Busby

Dan Busby has his hands full as head of operations at OCC, but he insists he is having fun. He and his team are responsible for the back office operations for the world’s biggest equity derivatives clearing organization.

Eileen Flaherty’s Perilous Road to Success

Eileen Flaherty’s Perilous Road to Success

Eileen T. Flaherty is a longtime legal and compliance professional who is currently managing director of The Global Capital Group Ltd., a legal and regulatory consulting firm. She is also the author of a forthcoming novel entitled The Perilous Step.

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Options Traders Boost Bets on China Stocks as U.S. Nerves Grow

Options Traders Boost Bets on China Stocks as U.S. Nerves Grow

Observations & Insight NOTE: In observance of the Martin Luther King Jr. holiday the JLN Options newsletter will not be published on Monday, January, 17. We'll be back on Tuesday, January 18. Have a great weekend! ++++ What is going on at BOX OPTIONS? We noticed...

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