There is a new book out from Risk Books titled “Regtech, Suptech and Beyond.”
The book is a compendium of chapters addressing technology and innovation in regulatory and supervisory oversight in financial services. Different authors explore the emerging best practices in regulatory oversight and financial services that leverage technological solutions.
SEC Special Counsel Laura Harper Powell collaborated with the former President of ICE Trade Vault and current President and Founder of CoinReg Tech Bruce Tupper on a chapter in the book focusing on CFTC regtech implications for virtual currency trading.
“I know how to game this stuff.” “One can definitely manipulate if you’re aggressive.” “If you spoof this it really moves.” These excerpts from online chats among traders and hedge fund managers more than a decade ago played a key role in the Justice Department’s successful prosecution of two Wall Street traders in the latest trial to take on ”spoofing,” a form of market manipulation that was criminalized in the 2010 Dodd-Frank Act.
The 2021 JLN MarketsWiki Education World of Opportunity was held on July 21 as a virtual event and featured an interview with Small Exchange CEO Donnie Roberts and an interview of and presentation from Get Real VR partner Ed Haravon.
An Old Idea to Start a New Revolution In a recent JLN interview, Donnie Roberts, the CEO of the Small Exchange, said he “want(ed) people to join a bit of a revolution that we feel we have started.” If Roberts is going to succeed, he is going to have to put on his...
While the Federal Reserve is known for its laser focus on goals that include maximum employment, price stability, moderate interest rates and a stable financial system, those goals have proven slippery as the coronavirus persists and continues to tamp down progress, exposing some structural gaps in the process.
Dan Busby has his hands full as head of operations at OCC, but he insists he is having fun. He and his team are responsible for the back office operations for the world’s biggest equity derivatives clearing organization.
In a webinar interview Thursday, Cboe Global Markets’ CEO Ed Tilly said the exchange is contemplating reopening the trading floor next month but will not pull the trigger until all the safety protocols have been signed off on.
Sandner sat for an interview with John Lothian News for the MarketsWiki Education Open Outcry Traders History Project. The interview is broken into two parts to tell the tale of a long and storied career in the Chicago futures markets.
The SA-CCR is an expansive set of rules that applies to more than just the options markets, but Angelo Evangelou, Cboe’s chief policy officer, explained why Cboe is excited about the change and optimistic about its potential impact on the options markets.
First Read Hits & Takes John Lothian & JLN Staff The CFTC Market Risk Advisory Committee met on September 28 under the leadership of Commissioner Kristin N. Johnson for the first time. The CFTC chairman, Rostin Behnam, and Commissioner Christy Goldsmith Romero...
Lead Stories Explainer: How a massive options trade by a JP Morgan fund can move markets Saqib Iqbal Ahmed - Reuters A nearly $16 billion JP Morgan fund is expected to reset its options positions on Friday, potentially adding to equity volatility at the end of a...